Subject: RE: October 2014 AML/KYC Escalation Reports [I] From: Andrea Tapia a Date: Thu, 06 Nov 2014 17:28:40 -0500 To: Melisa Venegas Cc: Kimberly Har Armen Brash Classification: For internal use only Hi Melissa, In the attached file, please find the list of ACUs that should be taken off the list. Most of these customer's accounts have been closed, two are Brokerage only, two should be transferred to IA, and one has an existing KYC. We are working with the respective Banker teams to resolve the remaining ACU's not included. Please see the corresponding notes in column N and let me know if you have any questions. Kind regards, Andrea Tapia fcid:[email protected] Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 Tel. +1(212)454-7354 Mobile +1 Email Securities offered through Deutsche Bank Securities Inc. Icid:[email protected] EFTA01399065