From: Kimberly Hart Sent: Monday, October 15, 2018 10:13 AM To: Oliver Ess Emily Craig <=I III >; Melisa Venegas ; Jonathan Groom < ; Cc: zia Memon Subject: Re: FIM Relationships and FIMs - KYC Tracker [I] I was not aware that you were looking for feedback. There are customer owners assigned to the FIMs in DBForce. They would be responsible for the KYCs. If these are active FIMs, KYCs need to be completed as soon as possible. Additionally, the high risk FIM needs a KYC update as well. Finally, I am still not confident that the list is complete. Are we moving forward with reaching out to the Bankers to get confirmations? Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Tel. +1 212 454-2877 Fax +1 646 863-9809 Mobile +1 Email Securities offered through Deutsche Bank Securities Inc On Oct 15, 2018, at 9:18 AM, Oliver Esslingen wrote: Classification: For internal use only Hi Kim/Zia/Jonathan: EFTA01399057