Moore Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Date Auto Exempt Reason Exemption Reason Customer Owner MACK, MARGARET B. Client N Salvatore E. Moore CHRISTOPHER WILEY TRUST Client N Salvatore E. Moore Aresty, Patricia P. Client N Salvatore E. Moore Aresty, Jeffrey Client N N 4/26/2017 Moore Lozier, Kathleen K. Client N Salvatore E. Moore Doering, Julia E. Client N Salvatore E. Moore John L. Loeb Associates, Inc. Employee Pension Plan N 4/28/2017 Salvatore E. Moore Loeb Jr, John Client Y N 4/28/2017 Moore Katherine L.Karl Trust Client N Salvatore E. Moore Credit Shelter Trust UWO Leon Birnbaum Client N /2017 Salvatore E. Moore Karl, Katherine Louise Client N Salvatore E. Moore LAZAR & FAIGY FAMILY PARTNERSHIP LP Client N /2017 Salvatore E. Moore HELEN W KARL MD TR U/A/O 8/17/1998 Client N /2017 Salvatore E. Moore Friedman, Sidney J. Client N Salvatore E. Moore Moore, Devon O'Brien Client N Salvatore E. Moore The Leon and Frances Birnbaum Children's Trust of 2008 N 5/13/2017 Salvatore E. Moore Samuel D Rosner Trust Client N Salvatore E. Moore Horn, Esther Client Y N 5/16/2017 Moore Ann Myers Williams Revocable Trust Client N /2017 Salvatore E. Moore Fenner, Carla Client N N 5/18/2017 Moore MCGRATH, THOMAS J Client N Salvatore E. Moore Silver, Martin M. Client N Salvatore E. Moore Susan W Wiley Trust U/A/D 8/14/98 Client N /2017 Salvatore E. Moore Deutsche Bank Microcredit Development Fund Client EFTA01398983