Robertson Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Date Auto Exempt Reason Exemption Customer Owner Salvador Banziger, Marisol L. Client N Douglas Robertson SOUTH STREET CAPITAL LP Client Y Corporate/PIC/Other Entity Accounts - See Owner/- ACU Douglas Robertson IPP93 LP Client Y N 4/7/2017 C/Other Entity Accounts - See Owner/Siganatory's ACU Douglas Reason IPP95 LP Client Y N 4/7/2017 C/Other Entity Accounts - See Owner/Siganatory's ACU Douglas Weskids, Inc Client Y N 4/7/2017 C/Other Entity Accounts - See Owner/Siganatory's ACU Douglas WESASIA, LP Client Y N 4/7/2017 rtson W.S. Hills Associates LP Client Y N Douglas Robertson Algal Inc Client Y N 4/7/2017 rtson Algal Partners Lp Client Y N Corporate/PIC/Other Entity Accounts See Owner/- ACU Douglas Robertson Sd Partners Lp Client Y N 4/7/2017 C/Other Entity Accounts - See Owner/Siganatory's ACU Douglas Olivieri, Frances R. Client Y N Douglas Robertson J. Peter Simon Insurance Trust Client Y N Trust Client—See ACU for Grantor or Trustee Douglas Gummer, Henry Client Y N 4/7/2017 e/Investment Advisor Relationship Douglas Robertson Olivieri Johnston Family Foundation Client Y 2017 Douglas Robertson Tohaiku LLC Client Y N 4/7/2017 C/Other Entity Accounts - See Owner/Signatory's ACU Douglas South Street Capital II LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's las Robertson JOHN PETER SIMON & JANET SIMON CHILDREN'S INSURANCE nt Y N 4/7/2017 Douglas Robertson Simon CLAT No. 9 U/W/O William E Simon Client Y 2017 Family Office/Investment Advisor Relationship rtson Simon CLAT No. 7 U/W/O William E Simon Client Y EFTA01398949