US-Onshore HRIPM Due2017 Customer Name leustomer Number Primary Officer High Risk InPerson Meeting Due Year Past-Due Explanation Bank Auto Exempt Reason Client Since Date Hernstadt, Edward W. Liz Payne 2017 1 3/20/1985 CLAWSON, CURTIS J Sean Jules 2017 1 1/24/2003 Sillerman, Robert F.X. Terri Sohrab 2017 1 1/5/2007 Allen, Paul Gardner Russell Daulton 2017 1 12/8/2009 Desnick, James Rosemary Vrablic 2017 1 7/22/2008 Desnick, Ahuva Rosemary Vrablic 2017 1 7/29/2014 DEG Capital G.P. 1 Inc. Terrence Tangney 2017 1 9/17/1997 Big River Real Estate, LLC Brian Convey 2017 1 12/31/2007 The 2000 Robert and Laura Sillerman Descendants' Trust Terri Sohrab 2017 l ignagal5/2008 Comsup Commodities Inc Rosemary Vrablic 2017 1 4/27/2009 Comsup Ltd. Rosemary Vrablic 2017 1 12/26/2008 Comsup Minerals Ltd Rosemary Vrablic 2017 1 12/26/2008 Atlas Real Estate Funds, Inc Terri Sohrab 2017 1 12/23/2008 Charles G. Koch 1997 Trust David Rodin 2017 1 7/29/2009 Profile Property Trust Dated 3/16/2005 2017 1 8/7/2009 Antelope Insurance Company, Inc. 2017 1 12 29 2009 Hymowitz, Gregg Joanne Jolli Four, LLC Joanne EDF LLC 00000458968 Joanne Jensen 20 East 64th Street, LLC 1 7/18/2011 Infinity LW 12th Street, LLC 2017 1 6/17/2011 LW 12th Street Holding, LLC 2017 1 6/17/2011 IL MULINO USA, LLC 1 6/29/2011 Guardian Investment Company Ltd. 2017 1 6/27/2011 Perpetual Aviation, LLC 1 9/6/2011 Jensen Jensen 2017 Susan Burnett Deirdre Judge 2017 1 12/14/2010 2017 1 12/20/2010 1 11/21/2011 Joanne Jensen 2017 Rosemary Vrablic Rosemary Vrablic Rosemary Vrablic 2017 Terri Sohrab Rosemary Vrablic 2017 EFTA01398726