KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: BELMONT, F RELATIONSHIP:00000290654 Booking Center: New York Relationship Manager: Ralf Fischer 0 New PWM Relationship 0 Existing PWM Relationship Relationship to PWM: If existing. please indicate since when the relationship exists, provide reason for new profile and attach old profile: EDR • KYC Update to reflect the Beneficial Owners: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 401861240. Please refer to other previously approved KYCs for this relationship: 01837751. 1461855, 1347325, 1272743,1162451, 384817. K Client Referral 0 FDA Prospect K Intermediary/FIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally known the dient? Please provide details (e.g. name of referral puree. how many years RM personally has known client. etc.): Mr. Juan Fernando Belmont is an existing client of DB since 2003. He was introduced to the bank by the former RM Maria Zita La Rosa. Does Deutsche Bank pay a retrocession or similar K Yes I 2 No compensation to a third party for the introduction of this relationship? (If yes, describe): List al existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) I 2 4/27/2018 2 2 5/9/2018 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Astrid Pelaez Sanchez Preferred method of contact(indicate phone no., fax no., email address, etc.): 3125169218 Status 6. Approved https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA0139