BY SIGNING BELOW CLIENT ACKNOWLEDGES THAT: II) CLIENT HAS RECEIVED. READ ANO AGREES TO THE TERMS AND CONDITIONS OF THIS ACCOUNT AGREEMENT, INCLUDING THE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPUCATION IS ACCURATE. r CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION. CLAUSE AT SECTION IR, PAGE 6, AND CLIENT AGREES TO ITS TE ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL). INITIAL HERE THE INTERNAL R NUE SERVICE DOES NOT REQUIRE CUENT'S CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION REQUIRED TO A ID BACKUP WITHHOLDING, AND. IF APPLICABLE, THE CERTIFICATION REQUIRED TO ESTABLISH CUENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Intention for BABA employee benefit plan aente: US. Department of labor reguladons require CAS) to disclose to a responsible plan Warty certain information in connection with the services that DBSI provides to to aria the fiduciary in ow:awning 'he reesonablenese of DRS?* salon and rated compensation. The disclosure b gabble online. at littpdAwrw.pwm.dgconamericasienrorisa_disclosuntrics.huni. By signing below. you aciamage that you are a fiduciary responsible for the procurement GI DITSI's services to the plan. you have reed the disclosure and you understand the disclosure. Individual or Joint account (IF THIS IS A JOINT ACCOUNT, ALL ACCOUNT OWNERS MUST SIGN): CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Client acknowledges having solo responsibility to fugal any tax obligation. and any other regulatory reporting duties applicable In any relevant lurillatlens that may arise in connection with wets, Income or transactions In Clent's account(s) and business relationship with DM. CHECK A BOX BELOW ONLY IF CUENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: El Tenants in common: or El Community Property