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EFTA01390354

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10. Notices. Notices end other communications may also be provided to Client verbally. Such notices and other communications left for Client on Client's answering machine. voice mall, electronic manor otherwise, are considered to have been delivered to Client whether actually received or not. Transactions entered into Clients Account shall be confinned by DBSI In writing where roduired by law or regulation. °BSI will not send separate confirmation for the following transactions: (a) dividends or distributions credited et reinvested, or transactions effected pursuant to a Dividend Reinvestment Plan, (b) shares of money market funds that are purchased or redeemed, or we part of the Cash Sweep Options, at (ci :yensections effected pursuant to a periodic plan or an investment company plan. Client's periodic firx1Ount statements will reflect these transactions. Notices concerning ad matters related to Accounts) usually wilt go through DBSI although Pershing may send notices) directly to Client with a duplicate to DBSI should marmot conditions. timetolostraints or Other circnmstances so teepee. 11. Possible Conflicts of Interest. Services and recommendetehs that DBSI provides to Client may hitter troth the services and recommendations provided to other Clients or by other individuals or groups st DBSI and/or affiliates of Deutsche Bank AG, whether arting as principal or agent. DBSI provides investment advise, portfolio management and execution services for many Clients and, in sdditiod, acts as principal is various markets. Given these different roles, Individuals and groups at 08SI and affiliates of Deutsche Bank AG are seldom of one view es to en investment strategy and may pontos differing or (*ideating sr:insoles. Enspbyeas of DBSI shag have no otdigertien to • recommend to Client, or Inform Client of, strategies being pursued by DBSI or other Clients. Further, ter DBSI and its affiliates may provide services fore fee to or specie business from compa

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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