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6 NYSE. AMU or NASDAQ equity and Mutual Fund shares valued at less than $1 0.00 per share will be (pm a Maximum "'Avarice Rate of 0% (Zero) and still not be accepted as Collateral. Advance rates for AluMal Funds are subject to other internal guidelines and exposure limits as in effect front time to Confidential 44178v12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092427 CONFIDENTIAL SDNY_GM_00238611 EFTA01388711
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