TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMIOI PRICE PRINCIPAL COMM. FEES TRANS. CCY SALES CREDIT Regular Way trading / Pershing 944/2017 9.48/2012 BUY 5.0000100 QCOM 51 07599400 -255379.97 20003 600 USD 0.00 945/2017 949/2017 BUY Nampo% AMD 13.06000000 .260.00000 800.00 600 USD 000 921/2017 9(21/2017 SELL 10.000.0100 ADVM 3.29905000 129.2\50 400.00 6.77 USD 0.00 921/20/7 9/25/2017 SELL -5.000.0097 AZSEY 2214665000 119.23,21 200.00 8.56 USD 000 9/21/2017 9/25/2017 SELL .1.04700:0 &W 5165411000 1/2 .5169S 50.00 7.13 USD 000 9/21/2017 941.4017 SELL -5000.0000 ctrkl 53.22907000 '14.141 LS 20000 12.15 USD 0.00 9/21/2017 9.45/2017 SELL .5.000.0000 GSK 4039960000 311.91100 200.00 10.67 USD 0.00 9/21/2017 9(25/2017 WY 24,000.0060 VLKAY 34,14737500 .819537.00 960.00 600 USD 0.00 9/21/2017 912812017 SELL -15.000.0000 WEN 9.06213000 111.93191 600.00 9.15 USD 0.00 9/27/2017 9414017 BUY 500.0000 SPY 121520170251 26/800000 .130.90000 1.500,00 6.00 USD 0.00 9/27/2017 948/2017 BUY 6200000 SPY 12152017C 255 216150000 -114.01380 1236000 600 USD 0.00 9/29/2017 10/34017 BUY 1176,000.0000 TA2T4051016 101,00000000 643.84320 000 000 USD 1,009.10 9/29/2017 10/3/2017 WY 2.000.0000 AVGO 242844390/0 -4517N3.78 80.00 600 USD 0.00 9494017 104/2017 SELL 200000 AVG0 12152017 C 250 10.38250000 .2`.765/, 60.00 648 USD 0.00 9/29/2017 10/2/2017 SELL .20.0X0 AVG0 12152017 P240 1192100000 :6.313.03 60.00 6.56 USD 000 10/3/2017 10/5/2017 BUY 1000,000.0000 FTR3670829 100.10000000 190100000 0.00 603 USD 1,000.00 1041/2017 1043/2017 BUY 1010.000.0000 F1R3684517 98.75000000 93780000 0.00 6.03 USD zs0000 1043/2017 1047/2017 WY 2000.0000 AVGO 249.94514000 -49969069 80.00 600 USD 0.00 10/13/2017 10/16/2017 SELL .20.000) AVGO 12152017C 260 7.94790000 18831)C 60.0) 6.37 USD 0.00 1043/2017 10/1812017 SELL '20.0000 AVGO 12152017 P 240 7.85750000 1