O NEW ACCOUNT ACCOUNT SGuild 412.33 -Ft ).) NAME OPTIONS QUESTIONNAIRE O DATA UPDATE ADC AL LL NOTE: Address on file with constituent documentation DATE COMPLETED ACCOUNT NUMBER DATE ODD GIVEN/SENT TO CLIENT ATTENTION CLIENT: PLEASE REVIEW AND/OR COMPLETE THE INFORMATION REQUESTED BELOW PRIOR TO SIGNING AT THE BOTTOM OF THIS PAGE. CUSTODIAN: FINANCIAL INFORMATION: ASSETS UNDER MANAGEMENT O 4.55O ?AM O S50 NW 4100 MM ON $10O MIA OR GREATER OPTIONSTRADING FREQUENCY O SELDOM O MODERATE O ACTIVE DOES THE INDIVIDUAL OR ENTITY THAT CONTROLS THIS ACCOUNT HAVE THE POWER TO CONTROL ANY OTHER OPTION ACCOUNT WITH THE DB ENTITIES? INVESTMENT OBJECTIVES O INVESTMENT HEDGE eLeASE CREta og, Am/CARLE BOXES TYPES OF OPTIONS REQUESTED OPTIONS INVESTMENT EXPERIENCE CI 0.2 YRS O 2-30 YRS a I0 YRS OR MORE AVERAGE SIZE OF'OPTIONS TRANSACTIONS O C$0 CONTRACTS o 250-1000 CONTRACTS O 100Of CONTRACTS NAME(S) OF INVESTMENT MANAGER, GENERAL PARTNER OR OTHER THIRD PARTY AUTHORIZED TO ENTER ORDERS FOR THIS ACCOUNT: NAME RELATIONSHIP TYPE OF TRADING AUTHORIZATION: O Limited O Full NAMIPCOL Bfle.2-er TYPE OF TRADING AUTHORIZATION: O Limited Full RELATIONSHIP ArN /SCA IF YES, PLEASE PROVIDE THE ACCOUNT(S): W EQUITY CA INDEX REQUESTED OPTIONS TRADING STRATEGY (higher risk codes include strategies in lower risk codes) DES STRATEGY B CTIV EXPFRIENCE USING TEGY I: A PROTECTIVE PUT BUYING COVERED CALL WRITING INVESTMENT HEDGE INCOME/INVESTMENT HEDGE 0 NONE O MODERATE O EXTENSIVE C e SPREADS PUT/CALL BUYING STRADDLFJCOMBO BUYING SPECULATION SPECULATION SPECULATION O NONE O MODERATE 0 EXTENSIVE ta C STRADDLFJCOMBO WRITING RATIO WRITING UNCOVERED OPTIONS WRITING SPECULATION/HIGH RISK INCOME SPECULATIOWHIGH RISK INCOME SPECULATION/HIGH RISK INCOME O NONE O MODERATE Q EXTENSIVE CUSTOMER RISK ACKNOWLEDGMENT We the undersigned, understand that options transactions involve a high degree of risk