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EFTA01386877

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RIN II • 094 Alpha Group Capital LLC example by causing the Issuer to be affiliated with a non-compliant foreign financial institution) may be subjected to punitive measures, including forced transfer of their Preferred Shares. There can be no assurance, however, that these measures will be effective, and that the Issuer and Preferred Shareholders will not be subject to withholding taxes. The imposition of such taxes could materially affect the Issuer's ability to make payments on the Preferred Shares or could reduce such payments. If a Preferred Shareholder fails to provide the Issuer with any correct, complete and accurate information that may be required for the Issuer to comply with the law to prevent U.S. federal withholding tax on payments to the Issuer, the Issuer is authorized to withhold amounts otherwise distributable to the Preferred Shareholder, to compel the Preferred Shareholder to sell its Preferred Shares and, if the Preferred Shareholder does not sell its Preferred Shares within 10 Business Days after notice from the Issuer, to sell the Preferred Shareholder's Preferred Shares on behalf of the Preferred Shareholder. In addition, each Preferred Shareholder will be obligated to indemnify the Issuer and each of the other investors in Preferred Shares from any and all damages, costs, taxes and expenses resulting from the Preferred Shareholder's failure to provide the Issuer with appropriate tax forms and other documentation reasonably requested by the Issuer, including documentation necessary for the Issuer to comply with such law. In the event that withholding or deduction of taxes of any nature whatsoever is required in respect of payments on the Preferred Shares in any jurisdiction, the Issuer is not under any obligation to make any additional payments to the Preferred Shareholders in respect of such withholding or deduction. Prospective investors should consult their tax advisors regarding the application of FATCA to an investment i

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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