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EFTA01386860

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RIN II •094 Alpha Group Capital LLC SCHEDULE IV [MOODY'S RATING SCHEDULE] [`Moody's Rating" means with respect to any Collateral Obligation (other than a DIP Collateral Obligation) as of any date of determination, the rating determined in accordance with the following methodology: (a) with respect to a Collateral Obligation that (A) is publicly rated by Moody's, such public rating, (B) is not publicly rated by Moody's but for which a rating or Moody's Credit Estimate has been assigned by Moody's upon the request of the Borrower, the Portfolio Advisor or an Affiliate of the Portfolio Advisor, such rating or Moody's Credit Estimate, or (C) is not rated by Moody's, but in relation to which either (1) the Portfolio Advisor is requesting a rating from Moody's or (2) Moody's has indicated that it is in the process of assigning a rating, the Moody's Rating for such Collateral Obligation shall be (I) the Collateral Obligation's expected rating as determined by the Portfolio Advisor in its commercially reasonable judgment for a period of up to 90 days after such acquisition of such Collateral Obligation and (II) taa3" following such 90-day period; provided, that, if during such 90-day period in clause (I) the Moody's has indicated its inability to assign a rating for reasons other than the failure of the Portfolio Advisor to provide Moody's a completed rating application or all of the required information, the Portfolio Advisor and the Borrower will receive a 90 day extension (or such longer extension specified by Moody's) of the period during which the Portfolio Advisor's expected Moody's Rating applies and thereafter the Moody's Rating of such Collateral Obligation shall be "Caa3"; provided, further, that with respect to Collateral Obligations that satisfy sub- clause (C), if the percentage of Collateral Obligations that satisfy sub-clause (C) is greater than 5% of the aggregate Principal Balance of all Collateral Obligations, then (X) the Moody's Rating

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