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EFTA01384736

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RUBUS133 Alpha Group Capital Section D - Entities, continued — Partnerships Please core lete the relevant section of the enti e and rovide the followin documents: Legal Name Principal place of business Registered office address Nature and purpose of entity Tax Identification Number A copy of the Certificate of Formation A copy of the Partnership Agreement or Limited Partnership Agreement A copy of the mandate authorizing the General Partner to act on behalf of the partnership (this is usually contained within the partnership agreement). If individuals or entities other than the General Partner are acting on behalf of the Partnership, a copy of the mandate conferring authority on those who issue instructions Names and address / date of birth / date of incorporation of the all managing partners. See appendix VI. Names and address / date of birth / date of incorporation of General Partner, partners, and/or beneficial owners who own 25% or more of the partnership units, profit or voting rights and listing of directors if appropriate. See appendix VII. Where beneficial partner/owner is a corporate entity, the ultimate beneficial ownership needs to be determined and/or identified up to the ultimate beneficial owner each holding a directAndirect stake of 25% or more of the actual Customer. In establishing the ultimate beneficial owner documentary evidence detailing the ownership structure is required e.g. organization chart signed by an authorized signatory, company's share register, letter from the company's legal, extract from relevant company registered, other company documentation, etc., (E-mail confirmation is not acceptable for the above point, we will need the confirmation in writing, on headed paper and signed by an authorized signatory) Name, address, tax ID, date of birth on a signed and dated letter-head for two Partners (for a Limited Partnership, the General Partner) and/or one Partner and one authorized signatory. See appendix VI. O

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