TD Ameritrade Acct 4. REGISTRATION DIFFERENCES AND DELIVERY ACCOUNT OWNERS' SIGNATURES ifF APPLICABLE) Registration Difference For unlike titled or type transfers, such as Individual to Joint, I authorize the transfer from account to All parties on the delivenng account must sign below. All TO Ameritrade parties must sign in section 6 for transfer authorization. X Chent Signature: X Client Signature: X Client Signature' 5. ONE AND THE SAME LETTER (IF APPLICABLE) account. Date Date: Date If you are transferring an account, and the name(s) at TO Ameritrade do not exactly match but are still one and the same person, please complete this section. This section should be utilized if your name has changed due to one or more of the following: Marriage, Divorce, Name Spelling Error, or any type of Name Change including Jr, Sr, etc. If last name difference, must supply legal documentation: that is, stale issued driver's license, passport, or government ID. (Please specify account types, such as individual to Joint) (please print name), am One and the Same as (please print name) as shown on the delivenng firm account. (Please specify account types, such as Individual to Joint) Please sign name BOTH ways. X Signature: 6. TD AMERITRADE CLIENT AUTHORIZATION (REQUIRED) Signatere' All TO Amerltrade account holders (clients or trustees) as indicated by the account registration must sign this section. Unless otherwise indicated in the instructions above, please transfer. in-kind, all assets into my account with TD Ameritrade. I understand that the extent any assets in my account are not read!y transferable. with or without any penalties, such assets may not be transferred within the time frames required by applicable regulations. I understand I will be contacted by the carrying and/or receiving firm with regard to any assets that are not transferable. I authorize the Transfercr to deduct any outstanding lees due to transfer from the credit balance, or i