From: Liam Osullivan Sent: 3/6/2019 6:00:32 PM To: Richard Kahn CC: Stewart Oldfield Subject RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 [C] Classification: Confidential Rich, It looks like the transfer request came in today but will be rejected again for Tax ID mismatch. I will know more tomorrow. Thanks Liam From: Richard Kahn [mailto:[email protected] Sent: Wednesday, March 06, 2019 9:22 AM To: Liam Osullivan Cc: Stewart Oldfiel Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL LLC_20190305 (CI ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Mar 6, 2019, at 9:19 AM, Liam Osullivan Classification: Confidential Good morning, We will work on have the margin statements turned off. We have not received the request from IB yet. Thank you, Liam wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079558 CONFIDENTIAL SDNY_GM_00225742 EFTA01380967