Vijay Sawant KYC Case Representative Deutsche O8 Centre Private limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Murata' • 400063, India Tel. Mobile +91 From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant Cc: Bradley Gitlin < >; Richard larossi >; Alka Babu < Mayur Rathod < >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks >; From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Richard larossi >; Alka Babu <->; Mayur Rathod < >; Vinita Advani < 'db.com> Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche cis Centre Private limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076645 CONFIDENTIAL SDNY_GM_00222829 EFTA01379300