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Furthermore, please note that you may lose certain rights with respect to your securities during the time a securities loan is outstanding or while your securities have been rehypothecated. For example, until DBSI returns the loaned or rehypothecated securities to your account, you will not have the right to vote, or to provide any consent or to take any similar action with respect to. the loaned or rehypothecated securities, and you may be unable to tender the securities, participate in a corporate action or deliver the securities to a third party. DOSI may have in its possession or under its control securities which, by their terms, may be called or redeemed, in part, prior to maturity. Pursuant to FINRA Rule 4340, DBSI has implemented procedures to identify such callable securities and to provide for the fair and impartial allocation of such securities among its customers. DBSPs allocation procedures are available here: Intasziwww ti.b.comiusaldocsaM3SI-Callable-Securities-Procedures.pdf. In addition, DBSI will provide hard copies of its allocation procedures to customers upon request. Risk Mammeinent The Global Markets Equities division manages its risk on a number of levels, including a centralized approach that is designed to take account of a variety of risks arising across the businesses of the division. These risks include, without limitation, market risk, credit risk, collateral risk, liquidity risk, sector risk, and country risk. The Bank may manage such risks by establishing positions (either, cash, derivative or both) in assets. instruments and securities that are the same, similar, different or opposite to the positions of its customers. Other Deutsche Bank Roles In addition to the foregoing, please note that the Bank often acts in particular capacities distinctly associated with certain transaction types. For example, the Bank may act as calculation agent for certain derivatives or other transactions, or may otherwise provide incide

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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