1/24/2018 1/26/2018 SELL 1/25/2018 1/29/2013 SELL 1126/2018 1/30/2018 SELL 1/26/2018 1/30/2018 SELL 2/1/1018 2/5/1018 SELL 2/912018 2/13/2015 SELL 2/16/2018 22//2018 SELL 2/1612018 2/2/4015 SELL 2/213/2018 3/2/2015 SELL 2/2112018 3/2/2018 SELL 2/28/2018 3/2/2018 SELL 3/1/2018 3,4/2018 SELL 5.900 0080 FAGS -2100.0060 T43( 3.1000060 AGS -1600.0000 Git5 4,000 0000 NO 3.0000060 61GEN 4800,0060 03814U 66000080 DM 3.900.0000 SEW 2500.0000 SEW 1.4000060 504174 1.500.0000 SEW 28 50492000 16117903 23600 919 U50 1490000000 34.7700C 92320 610 USD 17.66032000 r.4 531398 12.00 7.27 VW 1179498000 13.071,9: 64.00 670 USD 20 89200000 854).300 16000 7.93 USD 5.25000000 16.7S0 06 12000 6.37 U50 10010)00M 450480n 19200 7.11 USD 26 01522000 171780 45 264.00 997 USD 15 29800060 156.00 765 USO 110/200000 15.:4500 14010 7AS USD 20 6.51200000 2891`04 X.00 667 USD 1106775000 2:.18:. s 6000 663 V D 0.00 0.00 0.00 0.00 0.00 0.00 0.00 OW 0.00 050 0.00 000 $ 6%054.64 $ 57,285.49 Regular Way Trading / Pershing ECM Buys ECM Sells $ 126,340.13 $ 76,983.42 $ 43,814.71 $ 5,542.00 $ 126,340.13 Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068219 CONFIDENTIAL SDNY_GM_00214403 EFTA01373832