11. Do you and the related person share any supervised persons? 12. Do you and the related person share the same physical location? r. r • r 1. Legal Name of Related Person: ABLECO CLASS A MEMBERS LLC 2. Primary Business Name of Related Person: ABLECO CLASS A MEMBERS LLC 3. Related Person's SEC File Number (if any) (e.g., 801-, 8-, 866-, 802-) or Other 4. Related Person's (a) CRD Number (if any): (b) CIK Number(s) (if any): No Information Filed 5. Related Person is: (check all that apply) (a) r broker-dealer, municipal securities dealer, or government securities broker or dealer (b) F other investment adviser (including financial planners) (c) r registered municipal advisor (d) r registered security-based swap dealer (e) f major security-based swap participant (0 commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (g) r futures commission merchant (h) r banking or thrift institution (I) r trust company (j) r accountant or accounting firm (k) r lawyer or law firm (I) r insurance company or agency (m) r pension consultant (n) r real estate broker or dealer (o) r sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles (p) r sponsor, general partner, managing member (or equivalent) of pooled investment vehicles I 6. Do you control or are you controlled by the related person? 7. Are you and the related person under common control? Yes No • r 8. (a) Does the related person act as a qualified custodian for your clients in connection with advisory services you provide to clients? C (b) If you are registering or registered with the SEC and you have answered "yes," to question 8.(a) above, have you overcome the r r presumption that you are not operationally independent (pursuant to rule 206(4)-2(d)(5)) from the related person and thus are not required to obtain a surprise examination for your clients' funds or securities tha