If this address is a private residence, check this box: r 9. (a) If the related person is an investment adviser, is it exempt from registration? (b) If the answer is yes, under what exemption? Yes No r 10. (a) Is the related person registered with a foreign financial regulatory authority ? r (b) If the answer is yes, list the name and country, in English of each foreign financial regulatory authority with which the related person is registered. No Information Filed 11. Do you and the related person share any supervised persons? 12. Do you and the related person share the same physical location? 1. Legal Name of Related Person: PARTRIDGE HILL MANAGEMENT, LLC 2. Primary Business Name of Related Person: PARTRIDGE HILL MANAGEMENT, LLC 3. Related Person's SEC File Number (if any) (e.g., 801-, 8-, 866-, 802-) or Other 4. Related Person's (a) CRO Number (if any): (b) CIK Number(s) (if any): No Information Filed 5. Related Person is: (check all that apply) (a) r broker-dealer, municipal securities dealer, or government securities broker or dealer (b) CI other investment adviser (including financial planners) (c) r registered municipal advisor (d) r registered security-based swap dealer (e) r major security-based swap participant (t) F1 commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (g) r futures commission merchant (h) r banking or thrift institution (i) r trust company (j) r accountant or accounting firm (k) r lawyer or law firm (I) r insurance company or agency (m) rpension consultant (n) r real estate broker or dealer (o) r sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles (p) r sponsor, general partner, managing member (or equivalent) of pooled investment vehicles I 6. Do you control or are you controlled by the related person? 7. Are you and the related person under common control? C. r r. r Yes No r