Trades Not Settled Settlement Date Trade Date Activity Type Description Quantity Price Arzrued Interest Settlement Amount 07101115 06/26115 Buy XACTLY CORP COM 600 000 8 0000 0.00 .4 800 00 PROSPECTUS UNDER SEPARATE COVER 07106115 06130115 Sell TRANSUNION COM -300.000 25.2603 0.00 7 521 96 COM UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 07/06/15 06130/15 Sell XACTLY CORP COM 400.000 8.5886 0.00 5 097 10 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT Total Amount of Trades Not Settled Client Service Information $7,819.06 Your Client Advisor: DAN DAMS. SABBA 345 PARK AVENUE 26TH FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the secunties in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "Wand are omitted from th