rdc DB12000P - Deutsche Bank Private Bank Batch Date: 2/5/2018 Added to Monitoring: 02/05/2018 Alert Date: Alert 2/512018 Organization: The 2017 Caterpillar Trust Address: C,ouritly UNITED STATES Tracking ID: KYC 01898372 Reporting ID: Alerted Entity # 1 of 1 Risk Priority: Critical Alert ID: 12612432.11620919.86458141 dismissed., 04/04/2017, Peoria Journal Star, The (IL) • TAX - Tax Related Offenses / PRB - Probe, 10/30/2015 Wsj.com listed an article on 30 October 2015. re: Caterpillar Inc. has received more subpoenas relating to a U.S. grand jury investigation of its tax practices.. 10/30/2015. Special Media • BRB - Bribery, Graft. Kickbacks, Political Corruption / ALL - Allege, 06/30/2010 The named entity was identified publicly in a 30 June 2010 document leaked to Global Witness -- an international NGO focused on examining the relationship of natural resources and international trade systems with corruption — that detailed Western banking institutions holding Libyan oil money as well as investments by the Libyan Investment Authority (LIA) in foreign businesses. The NY Times on 26 May 2011 noted that it had independently verified the leaked document as authentic and described it as a "summary of LIA investments." Global Witness cited the information as justification for a new laws requiring banks and investment funds to disclose all managed state funds to make it more difficult for sanctioned persons or companies to move the proceeds of corruption through the global financial system., 06/30/2010. Special Media • ENV - Environmental Crimes (Poaching. Illegal Logging. Animal Cruelty / ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repairs for several railcar operators and was