NAME SEARCHED: Darren I ndyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: RIX' Result: Click here for results: Re% ley% er Comments (as necessary): .1NO lilt O Not Required I. RIX: Results No RD(' alen (Please sec attached) O flu PCR ip No Mil lallot It‘viockl 0 I la II. PCR Results PCR :den ( mail send separately.) BIS III. Negative Media There was no information found O Yes No E Not Required IV. Non-Negative Media There was no information found V. Other Language Media Not Required D&B VI. D&B Not Required Results? E Yes M No 0 Not Required Smartlinx Results? 0 Yes O No O Not Required VII. Smartax Result Found (Please sec attached) Court Cases O Review by Legal May be Required 0 No Results D Search not required VIII. Court Cases There was no information found Prepared by: Pinch" Pawa Da c: 10/12/2016 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttpahrww.martindale.com/xp/Martindalefhome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. C