G HARVEST Collateral Yield Enhancement Strategy (CYES) FIRM OVERVIEW b $12 billion AUM investment manager founded in April 2008. Vetted and approved by numerous investment consulting firms, ddr7n-ident klA a atforms, and large broker-dealers. Experienced team of 15 investment professionals with deep trading, portfolio management, marketing, operational and technology backgrounds. CONSISTENT RETURNS Delver steady cash flows over ume. market cycles and event, I NO Initial capital required ty No change to existing weightings No liquidation of holdings Maintain flexibility to change positions Separately managed account opened at misting custodian b Demonstratedsuccessthroughtheglobal financial crisis and other significant market events. ▪ Robust Infrastructure that efficiently integrates proprietary systems and processes with third-party custodians. • Full service solutions delivered with an emphasis on education, transparency and access. CONSERVATIVE RISK Construct and manage to limit losses and drantlonns LIQUID & TRANSPARENT Exchange kited securities, held and viewable at existing custodian COMPLEMENT PORTFOLIO Low coriebtkm of returns enhances pen folio OPEN COMMUNICATION Emphasis on inforrnation sharing and education with client and advisors TAX ADVANTAGED 60% long term/40% short term capital gains (MC Section 1256) CENTRALLY CLEARED All positions centrally cleared and guaranteed by the OCC CYES is an overlay that seeks to exploit the volatility risk premium and time decay properties of option premium by actively managing a portfolio of short-dated index option spreads on the %PSC° index (SPX). CYES sells options to generate premium while purchasing further out of the money options to contain risk. In a disciplined manner the strategy will seek to mitigate exposure to market directional or gap risk by defensively adjusting positions in response to a large move or reducing exposure ahead of specif