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EFTA01362949

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GIPS Disclaimers and Other Important Information: Harvest Volatility Management, LLC ("HVAr) claims compliance with the Global Investment Performance Standards (GIPS*) and has prepared and presented this report in compliance with the GIPS standards. Harvest Volatility Management, LLC has been independently verified for the periods April 17, 2008 to September 30, 2016. The Verification Report is available upon request. Verification assesses whether the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis and (2) the firm's policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. Verification does not ensure the accuracy of any specific composite presentation. HUM is an independent investment advisor registered under the Investment Advisors Act of 1940. The Collateral Yield Enhancement Strategy Composite ("CYES, includes all accounts invested in I4VM's index put spread and call spread option overlay strategy. OYES seeks to generate returns by "harvesting" the time decay of option premium by actively managing a portfolio of short-dated index option spreads on the SA P500 index (SPX). OYES sells options to generate premium/income while simultaneously purchasing further outel.themority strikes to contain and quantify risk. Client accounts are established by transferring collateral (in the form of cash, US government obligations. municipal bonds and/or equities) owned by the client that becomes a notional basis for KVM's index option overlay strategy. The (YES Composite was created in April 2006. Net-of-Fees Returns are presented net of actual investment management fees and are calculated using the notional value of the accounts. The standard investment management fee is 0.50% per year of each accounts notional value with a performance fee of 10% of each account's annual net return. Actual investment management fees incurred by clients may vary. The

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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