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EFTA01362569

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Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. original Message From: Davide-A Sferrazza Sent: Friday, August To: Stewart oldfield cc: Bradley Gillin Subject: RE: Butterfly Trust - ; Martin Zeman Liam ; Richard Iarossi new brokerage account needed Osullivan Classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what Force (I may not be looking at the right Thank you, Davide KYC documentation you have on file? I am not able to see on DB place if it is on there already. original Message From: Stewart Oldfield sent: Friday, August 31, 2018 9:27 AM To: martin Zeman ; Liam osullivan Cc: Bradley Gillin <' ' " " I.; Richard Iarossi < subject: RE: Butterfly Trust - new brokerage account needed Anyone looking at this? original Message From: Stewart oldfield Sent: Thursday, To: Martin Zeman Cc: Bradley Gillin Subject: Butterfly T Au 0 Gents, ; Davide-A Sferrazza 2018 8:04 AM Liam osullivan a; Davide-A Sferrazza Richard Iarossi er count needed Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled dots to Rich Kahn for signatures. We are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart Oldfield, CFA, CAIA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

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