Cc: Joshua Shoshan < Subject: NCA's Completed in May/Update [I] Hi Team — Happy Wed! >; Alastair Mackinlay >; Ian Salters Wanted to provide an update on our NCAs and some good news. In May we have completed 3 NCA/Extensions! We still have many more to go but we are making progress. Details below. COMPLETED NESS CLIENT NAME dbCAR ID KYC TYPE PRODUCTAND ENTITY BUSI COMMENTS DATE COMPLETED OUTREACH Anschutz Investments Co 1000073659 New KYC Martin 2 Loan -DENY and DEC' Loans competed VW 2018 03 Cap ital Global Fund/03 Gestao de Recuisos Ltd a 1012934358 /101391489 New KYC/ Extension 3 Fixed Income OVP • DBSI/DBAG Lon Kay, X Fixed income OBS! S/2412018 Southern Financial LLC 1007406812 Retention- NCA/Extensi on 1. Renewal 2. Extension • OTC Derivatives and GEC -DRAG Xa x Lon COMPLETED 5129/21)1B IN PROGRESS MIR VS CLOW WIMP dliWIO OTT! PSCOLIIRSIIITITY .I.•••••01 :TV*: •• .:•••••••:i•I tit Or te~Oilt 0U1•04 YR ••••., i• gIC3Ca rat. MI. m:: .:0 ga I N.J., • it VC a la•- -40 tni INt.•ger ▪ ire .C.41 "01...•C OZ.> :•41••••IC Y •.•. M-.., matte I• •••••C ...F. .1.u. IAA.... .0•• 1 •Cfris•shi.e•• JOISile•••••••• I. MalWarr ale I.•• .MS0 OAS .40••••••-:mil C.IPO Vat. 2•••••••001t Nal 1.:14•14•09••••••• Cale heietill•aue4 •Ord• "Olt•i•OONet N.. IF • Cl a 1. a••••••••••••amenes• late= tanner DIN ••••••••• • :SUS. I'4,4 tale OM •••••• al•Il..WIIIIII••••• itert• ••••••••• I Oinfter..W.4 NS,. SKIS - Issintheraens V•14a3 ta••••••••••• LIAM MOM COI WS IIMICIIIIR•Vni•• Co Ian/ Mods...4 OK kirks...I S. WI= Ullwil•••• Ono OM N••••••• dl•e•Otaeltel If ini ing Ia•• IISLYG••• fInt•••• .V.••(••••••••••!• CCM aa.r tel.* t•lett. • e70....Ala.....”..esLOC sow NS winos •Oriasu mint micanae m ••••••••••••••• onalse• aft, MM ••••••••••••••••1) • VJ.W *y ...ewe • cat ion 1.• WI.,1•••••• Pero., Owt,e • I. ••••Cas Te 13 4 ON *two necnal 1/011.71.1.• LW.rac.o.tos•