MS : JCY03-0343 Phone Securities offered through Deutsche Bank Securities, Inc From: Halina Laczny Sent: Friday, October 02, 2015 4:28 PM To: Manish-m Gupta; PWM AOG Cc: Daphne I • Li hf d Subject: ref. - reopen a1 Importance: High Classification: For Internal use only Manish, - urgent [I] A, and a, n/o Mort, Inc is currently closed and FO working (KYC) on the re-op( these accounts. FO is asking : We have to confirm these accounts won't get purged from M&I over the weekend. Anyway we can put a status U on the account? Or make sure they don't get purged? ** I think that we can't add/change on the closed account — correct', ** Could you please check above in yellow and reply to it ? Thank you. Kind regards, Halina Laczny Assistant Vice President DB Services New Jersey, GTO Research & Investigations Phone Securities offered through Deutsche Bank Securities, Inc From: Daphne Cales Sent: Friday, October 02, 2015 3:56 PM To: Jj Litchford; Halina Laczny; Paul Morris Cc: Catherine Logreco Subject: RE: Account closing notifications - urgent [I] Classification: For internal use only Fianna: We have to confirm these accounts won't get purged from M&I over the weekend. Anyway we can put a status U on the account? Or make sure they don't get purged? Kind regards, Daphne Cales CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047996 CONFIDENTIAL SDNY_GM_00194180 EFTA01359852