rdc DB12000P - Deutsche Bank Private Bank Batch Date: Added to Monitoring: 10/12/2016 10/12/2016 Alert Date: Alert 10/12/2016 Person Name: Richard Kahn Address: Cru':t United States Tracking ID: Date of Birth: Reporting ID: Alerted Entity # 2 of 4 Alert ID: Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes RICHARD JEFFREY KAHN Florida. UNITED STATES • REG - Regulatory Action / FIM - Fine - More than $10.000, 06/21/2011 This entity appears on the Florida Office of Financial Regulation list of Final pay an administrative fine of $20,000 with the submission of this Stipulation 06/21/2011. US Florida Office of Financial Regulation Final Orders • REG - Regulatory Action / FIM - Fine - More than $10,000, 06/21/2011 This entity appears on the Florida Office of Financial Regulation list of Final pay an administrative fine of $20,000 with the submission of this Stipulation 06/21/2011, US Florida Office of Financial Regulation Final Orders Orders. Richard J. Kahn shall and Consent Agreement, Orders. Richard J. Kahn shall and Consent Agreement, Notes: Richard Jeffrey Kahn, of Florida, appears on Florida Office of Financial Regulation list of Final Orders. Source Information RDC URL: https://grid.rdc.conVwss/entity.html?entityld=6e6eb2a5d59448e75d3f3d53eb346cc4 Source Name: RiskConnect, 10/11/2016 Entity URL: https://real.flofr.com/DocumentsNiew.aspx?docGuid=5F712B04-5DC0-466E-A0C2- 17F882707D5D&docFileName=0154-sr-5-11.pdf Sources: US Florida Office of Financial Regulation Final Orders, US Florida Office of Financial Regulation Final Orders, hrips://real.flofr.com/ConsumerServices/SearchLegalDocuments/LDSearch.aspa/searchLegalDocuments Calsotent uith the terms and modems d your RDC Subscnber Agreement the informaban contained n ths document is for alert purposes only and not to be used la purposes of deteernrang an eclocluafs avidly la any areal or any Atha FCRA permissible purposes Us