NAME SEARCHED PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): Rik CO No Ira O Not Rapine(' I. RDC Results No RDC alert (Please see attached) • Flit PCR No Flit O Not Required II. PCR Results No PCR alert (Please see attached) M Hit Ills Ill. Negative Media Result found(Please see attached) !:1 Yes O No O Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B Results? O Yes O No VI. D&B Not required )-4 Not Required Smartlinx VII. Smartlinx Result found(Pleasc see attached) Results? ® Yes • No O Not Required Court Cases Review by Legal May VIII. Court Cases Result found(Please see attached) be Required O No Results M Search not required Prepared by: Deepanshu shanna Date:01/27/2017 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Mart indale-Hubbellhttpahrww .martindale.com/xpfNIartindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only CONFIDENTIAL - PURSUANT TO F