EFTA01356686

KYC Print Page 9 of 43 Estimated Annual Income($): 150,000.00 Estimated amount of investable assets($): <$1 MM Estimated Net Worth($): <$1 MM Amount of assets planned to invest with PWM($): 2,000.00 Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): Married to littps://dbforcepb.my.salesforce.com/servlet/servlet.Integration9lid=0IN30000000D9Di&eid=5000e0000 I N... 7/10/2019 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042677 CONFIDENTIAL SDNY_GM_00188861 EFTA01356686