KYC Print Page 21 of 22 H. CMS Comments Created By Date Comments Kshitn Golan/ 818/117 4:45 PM The KYC serves as a high pa< update tor the below listed cents (togetner taccounthoiders") - I Southern Financial, LLC 2 Southern Trust Company, Inc 3 Jeffrey Epstein 4 J. Epstein Virgin Islands Foundation, Inc Below are the reasons why we are comfortable with approving this KYC: • Information and supporting documents required by our AML Policy were provided and reviewed; and as a result, we have an understanding of the structure of the accountholders, :heir purpose, the purpose of the accounts and expected transaction activity. • There are a few risk factors associated with the accountholders - SOW: The U8Os (Jeffrey Epstein) is the founder of Southern Trust Company Inc. which manages dents assets SOW verification was obtained. Negative Media 8 PEP: There is some negative media against Mr Epstein and he is also maintains a close relationship with Bill Clinton and Prince Andrew. Please see risk calculator for more information. Appropriate approval was obtained. • Our review did not identify any red flags and thus there was no need to escalate this case further. • We performed due diligence searches on all parties and did not find the names searched to De on any sanctions lists Cynthia Rodriguez 7/71117 1:50 PM Verification of Address for Jeffrey Epstein is attached. it is his most recent paycheck from Southern Trust Company Inc. Cynthia Rodriguez 6:30i1I7 1:28 PM google searches for UBO can be found in KYC case 01790820 Cynthia Rodriguez 7171117 2:28 PM client confirmed no material changes on 07/0112017 vra phone Cynthia Rodnguez 7/7/117 2:17 PM research for Jean Anne Brennan Weigel:lit is attached to kyc case 01790820 ONSHORE APPROVALS Client Facing Professional (CFP) stewart oldfield (Signature) stewart afield 7/5/2017 Office Director/Business Head Andrew F Gallivan (Signature) Andrew F Gallivan 7/6/2017 Regional Off ce D