Suspicious Activity Information Form Preparer Ying Wang Date 5/3/2017 (include area code) Compliance Notified? Yes X No Date of Notification April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including City, State, and Zip Code 345 Park Avenue New York, NY 10017 Address of Branch Office(s) where activity occurred New York, NY 10017 Suspect Information Is Suspect Information Available? Yes X Phone Number 345 Park Avenue No Last Name, First Name, Middle Darren Indyke Address includin City, State, Zip Code, and Country Phone Number — Residence (include area code) Phone Number — Work (include area code) Occupation/Type of Business Attorney Date of Birth Forms of Identification for Suspect a. Driver's License/State ID x b. Passport c. Alien Registration d. ID Number (e.g., SSN) e. Other (list type of ID) Relationship to Financial Institution: a. Accountant b. Agent c. Appraiser d. Attorney e. Borrower f. Broker x g. Customer h. Director i. Employee x j. Officer k. Shareholder 1. Correspondent Client m. Client of Correspondent Client n. Other (list type): EFTA01352733