Subject: Re: ECM carve out to KCP client [C] From: Caroline Kitidis <[email protected]> Date: Mon, 16 Dec 2013 11:23:35 -0500 To: Joshua Shoshan <[email protected]> Cc: Chip Packard <[email protected]>, Donald Summer <[email protected]>, Haig Ariyan <[email protected]>, [email protected], Michael Iaquinta <[email protected]>, Zbynek Kozelsky <[email protected]> Classification: Confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on, bringing 200mm of assets over from JPM. He has started trading with us already, and we have him targeted to be a Tier 1 KCP client for 2014. As such, I think it makes sense to think about his allocation from a KCP target bucket as you propose below. Haig and Chip, we discussed this a month ago, having for both PCS and PB, KCP clients that we allocate a % of the allocation. In this specific KCP case, which won't be for all clients, the client is focused on syndicate and wants to be a part of our program. Kind regards, Caroline Kitidis Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Mobile (646) 460-0940 Email [email protected] EFTA01351716