Account Transfer Form Instructions Complete all sections according to the instructions below. Please print or type all information. Return the completed form to your financial organization. NOTE: You must attach your most recent statement to process this account transfer. For an internal transfer (for instance, a transfer of assets between two introducing broker-dealers who clear through Pershing' the statement is not required. I RECEIVING FIRM INFORMATION (Only one per form) W Provide your Pershing account number. ■ Provide your Social Security Number (SSN) or Tax Identification Number (TIN). ■ If the account is a pint account, provide the SSN or TIN for the joint owner. ® Provide the two character account type code that most accurately describes your account. II. OFT IVFRING ACCOUNT INFORMATION ■ Provide the clearing firm number. II there is no clearing firm number, enter the delivering firm name, contact name, and telephone number. ■ Provide the onginal account number of the account you are delivering to Pershing. ■ Provide the account title as it appears on your statement for the account you are transferring. III TRANSFER TYPE (Chose only oriel Indicate the type of transfer you are requesting by checking the appropriate box. Pershing will only transfer positions in kind for retail accounts. For nonretirement accounts, the quickest way to liquidate your assets is to call your existing financial organization and place a sell order. In order to ensure that the trade is executed at the time and pnce you want, request to have the proceeds check mailed directly to you. When you receive the check, mail it (including your account number on the check) to: PERSHING. ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NEW JERSEY 07399, ATTENTION: MONEY DESK. ■ A Direct Registration System (DRS)/Direct Reinvestment Plan (DRIP) transfer is a transfer of a position held directly at the transfer agent. ■ A direct mutual fund transfer is a transfer in k