Mayur Rathod From: Velmir Vejzovic Sent: Tuesday, August 21, 2018 1:11 AM To: Mayur Rathod Cc: PWMUS AMLKYC Subject: CLEARED: RDC Alert L. [I] Attachments: RDC Alert Classification: For Internal use only Hi Mayur, BLAFC-WM has reviewed the RDC alert generated on 8/17/18 fors authorized signor for the Zorro Management, LLC, client of the Private Bank. Our Party: DOB resides in Stanley, NM per LexisNexis. is a manager at Zorro Management. Alert Subject: aka =. Member - Council of Monroe, Kentucky, United States. resides in Tompkinsville, KY per LexisNexis. served as BLAFC-WM clears this alert from a Compliance aspect as the age, location and occupation of Our Party do not match that of the Alert Subjects. All the best, Velmir Vejzovic Velmir Vejzovic Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime From: Krishna Dadhich On Behalf Of PWM BIS-Research Sent: Friday, August 17, 2018 5:37 PM To: Mayur Rathod <[email protected]> Cc: PWMUS AMLKYC <[email protected]>; PWM BIS-Research <[email protected]> Subject: RDC Alert_ L. Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC SDNY_GM_00065209 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0028034 EFTA_00175709 EFTA01299312