Cynthia Rodriguez From: Sent: To: Cc: Subject: Attachments: Carl Timcke on behalf of PWMUS AMLKYC Tuesday, February 06. 2018 10:45 AM Cynthia Rodriguez PWMUS AMLKYC CLEARED: RUSH RDC Alert_ Jeffrey Edward Epstein [I] RDC alert_ Jeffrey Edward Epstein.pdf; RDC alert_ 1 Jeffrey Edward Epstein.pdf; CLEARED Jeffrey Epstein _RDC Alert,Jeffrey Epstein PCR Aler.pdf; Chip Packard Approval - Jeffrey Epstein.pdf Importance: High Classification: For Internal use only Good morning Cynthia, AML Compliance has reviewed the 2 RDC Alerts generated 2/5/18 for Jeffrey Edward Epstein, UBO of The 2017 Caterpillar Trust, a new account for the Southern Financial relationship; a relationship of the Private Bank since 2013. Both alerts contain the same subject material. The RDC Alerts are positive matches for Jeffrey Edward Epstein as it pertains to negative information based on reputation. However, AML Compliance clears these alerts based on the attached email approval from Chip Packard with the support of senior management on an AML reputational and legal perspective to Jeffrey Edward Epstein. AML Compliance previously reviewed the subject matter of this alert and provided clearance on August 13, 2013 for KYC 1651789. Please attach clearance and email to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2Id floor Jacksonville, Florida 32256. USA Tel. Email 1 SDNY_GM_00065089 CONFIDENTIAL - PURSUANT TO FED. R.ctS;IN(F IDENTIAL DB-SDNY-0027914 EFTA_00 I 75589 EFTA01299262