NAME SEARCHED: Lawrence Paul Visoski Jr PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Comp lance management. Also, all accounts invoking PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): RDC I:gl No lilt 0 Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT ..74 No Hit U Not Required Hit Il. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) M BIS 0 Yes IN No ['Not Required III. Nevative Media No Information Found IV. Non-Negative Media No Information Found V. Other Language Media Not Required D&B Remus? VI. D&B Not Required • Yes 0 No Not Required SMARTLINX Results? Yes VII. Sinartlinx Information Found (Please See Attached) 0 No CI Not Required COURT CASES El Required El Review by Legal May be VII. Colin Canes No Information Found CI No Results Search not required Prepared by: Himanshu Khandelwal Date: 11/13/2018 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search of applicable) on each search subject. We ha% e attached the titeh link below for your convenienee:Martindale-Hubbellhttp://w ww.martindate.comhp/Martindalethome.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For internal use only For internal use only CONFIDENTIAL SDNY_GM_00064034 DB-SDNY-0026859 EFTA_00174540 EFTA01298810