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EFTA01298526

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NAME SEARCHED: Southern Trust Company, Inc. PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results unde the correct heading below. Significant negative media results may require escalation to senior business. Legal and Comp iance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No I lit U Not Required I. RDC Rcstdts No RDC alert (Please see attached) • Hit F1RCOSOFT r4 No Mt X Not Required II. FMCOSOFT Results No PIRCOSOPT alert (Please see attached) • Hit BIS HI. NeRative Media There was no information found O Yes 4:4 No O Not Required IV. Non-Negative Media There was no infonnation found V. Other Language There was no intbnnation found Media D&B VI. PetR There was no information found Result& • Yes _, No IN Not Required Smartlinx Results? O Yes 0 No ID Not Required VII. Stnanlinx There was no information found Court Cases ID Review by Legal May be Requited El No Results VIII. Cowl Cases There was no information found • Search not required Prepared by: Research Analyst Instructions: 1. Review and confirm that all re.sults arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.mariindale.com/xp/MartindaleJhome.xml 3. As needed, provide comment for any negative results. 3. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Datc:08/21/2018 CONFIDE

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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