NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): It No Hit 0 Not Required I. ROC Results No RDC Alert(please see attached) E 'lit FIRCOSOFT El No Hit • Not Required II. FIRCOSOFT Results FIRCOSOFT Al ert(please see attached) Hit BIS ID Iles El No K Not Required III. Negative Media No Information Found IV. Non-Negative Media' Not Required V. Other Language Media Not Required D&B VI. D&Iit Not Required Results? E Yes M Not Required Smartlinx VII. Smaitiax Found(please see attached) Rxsuits? Cl nformation i Yes 0 No 0 Not Required Court Cases 0 Review by Legal May be Required IS No Results 0 Search not aired VIII. Court Cases No Information Found Prepared by: Mania choudlnry Date: 8/20/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for )our client. 2. Please note that you are still required to perform any Martindale-Hubbell search Of applicable) on each search subject. We have attached the web link below for your cons enience:fillartindale-Hubbellhttp://www.martindak.comhp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable. please obtain clearance from Compliance for an alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only SDNY_GM_00061405 CONFIDENTIAL — PURSUANT TO