NAME SEARCHED: NES, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RD(: 0 No Hit 0 Not Required I . RDC Results RDC Alert(please see attached) Cs Ilia FIRCOSOFT 0.14 No Hit 0 Not Required II. FIRCOSOFT Results No FIRCOSOFT Alert(please see attached) D flit BIS Ei Yes tgl No 0 Not Required III. Negative Media No Information Found 1V. Non-Neutive Media No Required V. Other Language Media No Required Dia VI. MB Information Found(please see attached) Resting? cC Yes M No • Not Required Smartlinx VII. Snairtlinx No Information Found Resultai? M Yes Cs No 0 Not Required Court Cases Review by L,.•gal May VIII. Court Cases Information Found(please see attached) be Required 0 No Results II Search not required Prepared by: Mainta choudhary Date: 8/17/2018 Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your cons enience:81artindale-Hubbellhttp://www.martindate.comixp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable. please obtain clearance from Compliance for an alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is yourconfirmation that you have fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO