NAME SEARCHED: Bella Klein PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Prepared by: Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that . ou are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Mart indale-Hubbellhttp://w w.martindale.comhip/Martindale/homeaml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Search: Result: ili No flit El Not Requited I Click here for results I. RUC Results [ Res iess.er Comments (as necessary): RDC No RUC Alert DIIg Fireosoft 0 No lilt • Not Required O Hit II FIRCOSOFT Results No Fircosoft Alert BIS O Yes 0 No Not Required III. Negative Media No information found IV. Non-Negative Media Not required V. Other Language Media No information found Din Results? ID Yes O No 0 Not Required VI. Not required Snuutlinx Rearlts? O VII. Smartlinx Information found(Please see attached) Yes O No Not Required Court Cases Review by_Legal May O No Results Search not required VIII. Court Cases Information found(Please see attached) be Required E Date: 02/12/2018 Research Anglyst CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For internal use only CONFIDENTIAL SDNY_GM_00060887 DB-SD