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EFTA01297513

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Deutsche Bank Weaith Management German Banking Separation Act Account Opening Questionnaire Family Office Annex Name of Client (Required) The 2017 Caterpillar Trust I attest that: A) The prospective account holder is a Family office, as defined below and the relationship among the Family Members has been described to me by the principals as set forth in the attachment hereto: B) No person has guaranteed the repayment of any potential liabilities (including overdrafts) of the prospective account holder that may result from the account relationship; C) I am not aware that any alternative investment fund CALF) could have recourse to the assets of the account holder; and O) 'I attest that I have provided all relevant information and documentation made available by the client/prospect to me to assist in the GBSA review under this Questionnaire." Darren Indyke as contact for The 2017 Caterpillar Trust Signature of Name of Client Representative_ Date O1c1 have completed this Questionnaire and attest that it is accurate to the best of my knowledge based upon the information and documentation provided to me by the banking team.' Signature of Individual completing form from the Center of ExcellencerGBSA Questionnaire Preparation Team Nowt, iirw Rowena Thomas Ceti-2044M ti11.04.10 Name of Individual completing form from the Center of ExcelienceJGBSA Questionnaire Preparation Team Rowena Thomas Date Family Office exemption. "Family office" means an undertaking that has been established by a pre-existing group of family members exclusively for the investment of their private wealth. 'Pre-existing group means a group of family members, irrespective of the legal structure that may be put in place by them. to invest in an undertaking and provided that the sole ultimate beneficiaries of such structure are family members, where the existence of the group pre-dates the establishment of the undertaking. The definition of `pre-existing group' does

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