NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) M llit PCR E l No Hit • Not Required II. PCR Resulq No PCR alert (Please sec attached) M Hit BIS Ill. Negative Media There was no information found 0 Yes j No IV. blorrNegative Media There was no information found • Not Required V. Other Language Media There was no information found D&B VI. Q.4 Not required Results? M Yes 0 No (83 Not Required Stamina,: Remits? 0 Yes 0 No 0 Not Required VU. Smanlinx There was no information found Court Cases El Review bitegal May be Required N No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Ankita Shah Da e:07120/2017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:51artindale-Flubbellhttp://www.martindak.com/sp/Martindakihome.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CR