NAME SEARCHED: Jeanne Brennan-Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated Search: Result: g No lin K Not Requited 0 Hit Click here for results: I. RUC Results RDC PCR 0 No Hit • Not Required II. PCR Results 0 Hit BIS 0 Yes N) No Not Required III. Negative Media IV. Non-Negative Media V. Other Language Media D8:6 Results? ID Yes 0 No Results? 9 Not Required D&B Smartlinx VII. Smartlinx Results? Yes 0 No 0 Not Required Court Cases Review by Legal May be Required re No Results 0 &arch not required VIII. Court Cases Prepared by: Akash latinar gomesh Date: 06/27/2017 Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We base attached the web link below for your convenience:Martindale-Hubbellhttp://w wn.martindale.com/sp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your INC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Res IC.W.er Comments (as necessary): No RDC Alert No PCR Alert No information found Not required No information found Not required Information found(Please see attached) No information found Research Awl) st For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022754 EFTA