NAME SEARCHED: Erika Kellerhals PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject names) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts invoMng PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC Er No I lit • Not Required I. RDC Results No RDC alert (Please cee attached) nI I lit PCR No I lit 0 Na Required 0 i iit II. PCR Results No PCR alert (Please sec attached) BIS 0 Yes C E ) No D Not Required Ill. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B VI. DAB Not required Results? • Yes • No CI Not Required Smartlinx Results? 2 Yes 0 No 0 Not Required VII. Smartlinx Result found(Please see attached) Colin Ca es 0 Review by Legal May be Required z No Results VIII. Can Cases There was no information found • Search not required Prepared by: Shanu Gujaria Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Mariindale-Hubbellhttp://www.manindak.comhp/Martindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Date:06115/20I7 CONFIDENTIAL - PURSUANT TO FED. R