NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC CI No I lit • Not Required I. RDC Results No RDC alert (Please co: attached) nI I lit PCR 0 No I lit 0 Not Required • 21 I lit H. PCR Results PCR alert (Email sent scperatcly) eta 0 Yes l'a No ID Not Required Ill. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B VI. DAB Not required Results? • Yes • No i Not Required Smanlins Results? 2 Yes 0 No 0 Not Required VII. Smartlinx Result found()1ease see attached) Court Cases 0 Review by Legal May be Reclaim, ak• No Results VIII. Conn Cases There was no information found • Search not II:spiral Prepared by: Shanu Gujaria Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://nww.manindak.comhp/Martindakitiome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Date:06/16/2017 CONFIDENTIAL — PURSUANT TO FED. F