NAME SEARCHED: LSJE, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC 0 No Hit • Not Required I. RDC Results No RDC alert (Please see attached) ■ Ilit PCR ... No lilt • Not Required II. PCR Results No PCR alert (Please sec attached) M Hit 1315 0 Yes 0 No Ill. Negative Media There was no information found IV. Non-Negative Media There was no information found E Not Required V. Other Language Media There was no information found D&B Results? vi. D There was no information found 0 Yes No M Not Required Sinanlinx Results? 0 Yes 0 No El Not Required VII. Smartlinx Result found(please see attached) Court Cases 0 be Review by Legal May Requited g No Results Search not required VIII. Court Cases There was no information found M Prepared by: Reena Chandwani Date:06/15/2017 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Manindale-Hubbellhttp://www.martindak-comhip/Martindale/home.:tml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SONY_G