NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Revio‘er Comments (as necessar> I RU0 . ®No Hu O Not Rtmutral O Ilia I. RDC Results No RDC Alert(please see attached) PCR 0 0 No Hit • Not Required Hit II. PCR Results No PCR Alot(pl case see attached) BIS III. Negai it c Nledla No Information Found O Yes 0 No Not Required . IV. Non-Neualk c xledya No Information Found . V. Other Language media No Information Found D&B VI. D&B Not required Results? • Yes • El Not Required Smartlinx VII. Smattlinx Result found(please see attached) Results? 024 Yes O No • Not Required Court Cases O Review by Legal May VIII. Court Cases No Information Found he Required 021 No Results O Search not required Prepared by: Slim a parashar Date: 06/15/2017 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindak.comh p/Martindale/home.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research doctunents. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For internal use only CONFIDENTIAL S0NY_GM